-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G0fEB6Q2nbWPw7T2lGRvNMWZrzYBuOSxFsjpoSebnVIiJpuveuvo0dJP31664XEu A6sN4AOAV2MufT8bmUM/TA== 0001005477-04-001569.txt : 20040415 0001005477-04-001569.hdr.sgml : 20040415 20040415124019 ACCESSION NUMBER: 0001005477-04-001569 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20040415 GROUP MEMBERS: LIM, KENG KAY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TOR MINERALS INTERNATIONAL INC CENTRAL INDEX KEY: 0000842295 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 742081929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40170 FILM NUMBER: 04735269 BUSINESS ADDRESS: STREET 1: 722 BURLESON CITY: CORPUS CHRISTI STATE: TX ZIP: 78402 BUSINESS PHONE: 3618825175 MAIL ADDRESS: STREET 1: 722 BURLESON CITY: CORPUS CHRISTI STATE: TX ZIP: 78402 FORMER COMPANY: FORMER CONFORMED NAME: HITOX CORPORATION OF AMERICA DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MEGAMIN VENTURES SDN BHD CENTRAL INDEX KEY: 0001018160 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: A-3-6 NO. 1 PERSIARAN STREET 2: GREENTOWN 2 BUSINESS CENTRE CITY: IPOH STATE: N8 BUSINESS PHONE: 055481333 MAIL ADDRESS: STREET 1: A-3-6 NO. 1 PERSIARAN STREET 2: GREENTOWN 2 BUSINESS CENTRE CITY: IPOH STATE: N8 FORMER COMPANY: FORMER CONFORMED NAME: SYARIKAT MEGAWATI SDN BDN ET AL DATE OF NAME CHANGE: 19970213 SC 13D/A 1 file001.txt AMENDMENT NUMBER 10 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Rule 13d-101 Under the Securities Exchange Act of 1934 (Amendment No. 10)* TOR Minerals International, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 433658101 - -------------------------------------------------------------------------------- (CUSIP Number) John Daniels 6440 North Central Expressway Suite 503 Dallas, TX 75206 (214) 368-9405 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 04/08/2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) - -------------------------------------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. |_| NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP No. 433658101 - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Megamin Ventures Sdn Bhd - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Source of funds (see instructions). WC - -------------------------------------------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items |_| 2(d) or 2(e). - -------------------------------------------------------------------------------- (6) Citizenship or place of organization. Malaysia - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power: 1206355 (8) Shared voting power: 0 (9) Sole dispositive power: 1206355 (10) Shared dispositive power: 0 - -------------------------------------------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 1206355 - -------------------------------------------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (13) Percent of class represented by amount in Row (11). 15.6% - -------------------------------------------------------------------------------- (14) Type of reporting person (see instructions). CO - -------------------------------------------------------------------------------- Page 2 of 5 Pages CUSIP No. 433658101 - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Lim, Keng Kay - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|_| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Source of funds (see instructions). OO - -------------------------------------------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items |_| 2(d) or 2(e). - -------------------------------------------------------------------------------- (6) Citizenship or place of organization. Malaysia - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power: 0 (8) Shared voting power: 0 (9) Sole dispositive power: 0 (10) Shared dispositive power: 0 - -------------------------------------------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 1206355 - -------------------------------------------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (13) Percent of class represented by amount in Row (11). 15.6% - -------------------------------------------------------------------------------- (14) Type of reporting person (see instructions). IN - -------------------------------------------------------------------------------- Page 3 of 5 Pages Item 1. Security and Issuer. TOR MInerals International, Inc. common stock. The Schedule 13D filed on June 29, 1996, as previously amended, is hereby amended as set forth in this Amendment No. 10. There is no modification in Item 1. Item 2. Identity and Background. (a) No modification. (b) No modification. (c) No modification. (d) No modification. (e) No modification. (f) No modification. Item 3. Source and Amount of Funds or Other Consideration. No modification. Item 4. Purpose of Transaction. On March 9, 2004, the Issuer announced its intention to file a registration statement with the Securities and Exchange Commission covering approximately 3,381,000 shares of its common stock held by investors. The Company intends to participate in such registration by having 1,000,000 shares registered for resale. As reported in prior amendments, the Company determined to dispose of a portion of its position in the Issuer's common stock, and to date such sales have occurred in private transactions and in sales pursuant to Rule 144. If the registration statement referred to above is filed and becomes effective, future sales by the Company may also be made pursuant to the registration statement in the public securities market. Item 5. Interest in Securities of the Issuer. (a) Following the sale on April 13, 2004 described in response to Item 5(c) hereof, the Company owned 1,206,355 shares of the Issuer, or approximately 15.6% of the outstanding shares, based upon information obtained from the Issuer. (b) See cover pages Items 7-10. (c) In the sixty days prior to the date of filing of this Amendment, the Company sold shares in the transaction previously reported in Amendment No. 9 and in the following additional transactions, all of which were effected in the NASDAQ Small Cap Market: March 26, 2004: sold 6,645 shares at $6.264. March 29, 2004: sold 30,000 shares at $6.25. March 31, 2004: sold 25,000 shares at $6.02. April 8, 2004: sold 20,000 shares at $6.03. April 13, 2004: sold 6,000 shares at $6.02. (d) No modification. (e) No modification. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. See the Joint Filing Agreement which is incorporated by reference herein. Item 7. Material to be Filed as Exhibits. Exhibit 99.1: Joint Filing Agreement. Exhibit 99.2: Power of Attorney (Megamin Ventures Sdn Bhd) Exhibit 99.3: Power of Attorney (Lim Keng Kay) Page 4 of 5 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Megamin Ventures Bhd Sdn Date: 04/12/2004 /s/ Tan Chin Yong Name: Tan Chin Yong Title: Attorney in Fact Date: 04/12/2004 /s/ Tan Chin Yong Name: Tan Chin Yong Title: Attorney in Fact for Lim Keng Kay The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement: Provided, however, That a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. ATTENTION--Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). (Secs. 13(d), 13(g), 14(d), 23, 48 Stat. 894, 895, 901; sec. 8, 49 Stat. 1379; sec. 203(a), 49 Stat. 704; sec. 10, 78 Stat. 88a; Secs. 2, 3, 82 Stat. 454, 455; secs. 1, 2, 3-5, 84 Stat. 1497; sec. 18, 89 Stat. 155; secs. 202, 203, 91 Stat. 1494, 1498, 1499; 15 U.S.C. 78m(d), 78m(g), 78n(d), 78w) [44 FR 2145, Jan. 9, 1979; 44 FR 11751, Mar. 2, 1979; 44 FR 70340, Dec. 6, 1979; 47 FR 11466, Mar. 16, 1982; 61 FR 49959, Sept. 24, 1996; 62 FR 35340, July 1, 1997; 63 FR 2867, Jan. 16, 1998; 63 FR 15287, Mar. 31, 1998] Page 5 of 5 Pages EX-99..1 3 file002.txt JOINT FILING AGREEMENT Incorporated by reference to Exhibit 1 filed with Amendment No. 5 to Schedule 13D, filed on August 8, 2003. EX-99.2 4 file003.txt POWER OF ATTORNEY Incorporated by reference to Exhibit 2 filed with Amendment No. 5 to Schedule 13D, filed on August 8, 2003. EX-99.3 5 file004.txt POWER OF ATTORNEY Incorporated by reference to Exhibit 3 filed with Amendment No. 5 to Schedule 13D, filed on August 8, 2003. -----END PRIVACY-ENHANCED MESSAGE-----